0001193125-18-092126.txt : 20180322 0001193125-18-092126.hdr.sgml : 20180322 20180322161834 ACCESSION NUMBER: 0001193125-18-092126 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20180322 DATE AS OF CHANGE: 20180322 GROUP MEMBERS: KAGOSHIMA DEVELOPMENT CO. LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Wave Life Sciences Ltd. CENTRAL INDEX KEY: 0001631574 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: U0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-89180 FILM NUMBER: 18707159 BUSINESS ADDRESS: STREET 1: 7 STRAITS VIEW STREET 2: #12-00, MARINA ONE EAST TOWER CITY: SINGAPORE STATE: U0 ZIP: 018936 BUSINESS PHONE: 617-949-2900 MAIL ADDRESS: STREET 1: 733 CONCORD AVENUE CITY: CAMBRIDGE STATE: MA ZIP: 02138 FORMER COMPANY: FORMER CONFORMED NAME: WAVE Life Sciences Ltd. DATE OF NAME CHANGE: 20170516 FORMER COMPANY: FORMER CONFORMED NAME: Wave Life Sciences Ltd. DATE OF NAME CHANGE: 20151106 FORMER COMPANY: FORMER CONFORMED NAME: Wave Life Sciences LTD. DATE OF NAME CHANGE: 20151106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Kagoshima Shinsangyo Sousei Investment Limited Partnership CENTRAL INDEX KEY: 0001657769 IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 6-1-20, NANEI STREET 2: KAGOSHIMA CITY CITY: KAGOSHIMA STATE: M0 ZIP: 891-0122 BUSINESS PHONE: 81-99-260-3311 MAIL ADDRESS: STREET 1: 6-1-20, NANEI STREET 2: KAGOSHIMA CITY CITY: KAGOSHIMA STATE: M0 ZIP: 891-0122 SC 13D/A 1 d554418dsc13da.htm SC 13D/A SC 13D/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

WAVE Life Sciences Ltd.

(Name of Issuer)

Ordinary Shares

(Title of Class of Securities)

Y95308105

(CUSIP Number)

Katsunori Nagakari

1-10 Yamanokuchi-cho, Kagoshima City, Kagoshima, 892-0844, Japan

+81 99 295 6151

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

January 31, 2018

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ☐.

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act by shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. Y95308105

 

  1   

NAME OF REPORTING PERSON

 

Kagoshima Shinsangyo Sousei Investment Limited Partnership

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF THE GROUP

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

WC

  5

 

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Japan

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

     

SHARED VOTING POWER

 

2,494,865

     

SOLE DISPOSITIVE POWER

 

   10    

SHARED DISPOSITIVE POWER

 

2,494,865

  11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,494,865

  12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

8.9%

  14  

TYPE OF REPORTING PERSON

 

PN


CUSIP No. Y95308105

 

  1   

NAME OF REPORTING PERSON

 

Kagoshima Development Co. Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF THE GROUP

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS

 

AF

  5

 

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)

 

  6

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Japan

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0

     

SHARED VOTING POWER

 

2,494,865

     

SOLE DISPOSITIVE POWER

 

0

   10    

SHARED DISPOSITIVE POWER

 

2,494,865

  11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,494,865

  12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

 

  13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

8.9%

  14  

TYPE OF REPORTING PERSON

 

CO


Explanatory Note: This Amendment No. 2 (this “Statement”) to the Schedule 13D (the “Initial 13D”) filed by the Reporting Persons (as defined below) with the U.S. Securities and Exchange Commission (the “SEC”) on November 25, 2015, as amended and supplemented by Amendment No. 1 to the Initial 13D filed on March 31, 2017, amends and supplements the items set forth herein. Masaharu Tanaka, who was previously identified as a Reporting Person, is no longer a Reporting Person as result of the retirements described herein. As used in this Schedule 13D, as amended hereby, the term “Reporting Persons” collectively refers to Kagoshima Shinsangyo Sousei Investment Limited Partnership (“KSS”) and Kagoshima Development Co. Ltd. (“Kagoshima Development Co.”).

 

Item 2. Identity and Background.

Items 2(b) and (c) are amended and supplemented as follows:

(b) The business address of each of the Reporting Persons is 1-10 Yamanokuchi-cho, Kagoshima City, Kagoshima, 892-0844, Japan.

(c) Masaharu Tanaka, who previously served on the Issuer’s board of directors, retired as a director of the Issuer and retired as an employee of Kagoshima Development Co.

 

Item 4. Purpose of Transaction.

Item 4 is amended and supplemented as follows:

On July 3, 2017, Masaharu Tanaka informed the board of directors of the Issuer that he has decided to retire as a director of the Issuer, which took effect on August 10, 2017 upon the election of directors at the Issuer’s annual general meeting of shareholders convened on that date. Mr. Tanaka’s decision followed his retirement from Kagoshima Development Co.

 

Item 5. Interest in Securities of the Issuer.

Items 5(a), (b) and (c) are amended and restated as follows:

(a) and (b) The information relating to the beneficial ownership of the Issuer’s Ordinary Shares by each of the Reporting Persons set forth in Rows 7 through 13 of the cover pages hereto is incorporated herein by reference. The information in this Item 5(a) and in Row 13 of each cover page to this Statement with respect to the Reporting Persons is based on an aggregate of 27,992,244 shares of the Issuer’s Ordinary Shares issued and outstanding as of March 1, 2018, as reported in the Issuer’s Annual Report on Form 10-K for the year ended December 31, 2017, filed with the SEC on March 12, 2018.

(c) The Reporting Persons effected open market sales transactions in the Issuer’s Ordinary Shares in numbers, at the prices and on the dates indicated in Exhibit No. 2 hereto which is incorporated herein by reference.

 

Item 7. Material to be Filed as Exhibits.

Item 7 is amended and supplemented as follows:

 

Exhibit No.

  

Description

1    Joint Filing Agreement of the Reporting Persons
2    List of Sales Transactions


SIGNATURE

After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated: March 22, 2018     Kagoshima Shinsangyo Sousei Investment Limited Partnership
    By: Kagoshima Development Co. Ltd., its General Partner
    By:   

/s/ Satoru Motomura

      Name: Satoru Motomura
      Its: Representative Director
Dated: March 22, 2018     Kagoshima Development Co. Ltd.
    By:   

/s/ Satoru Motomura

      Name: Satoru Motomura
      Its: Representative Director
EX-1 2 d554418dex1.htm EX-1 EX-1

Exhibit 1

JOINT FILING AGREEMENT

This Joint Filing Agreement, dated as of March 22, 2018, is by and between Kagoshima Shinsangyo Sousei Investment Limited Partnership and Kagoshima Development Co. Ltd. (collectively, the “Filers”).

Each of the Filers may be required to file with the United States Securities and Exchange Commission pursuant to Sections 13(g) or 13(d) of the Securities and Exchange Act of 1934, as amended (the “Act”), a statement on Schedule 13D or Schedule 13G with respect to Ordinary Shares of WAVE Life Sciences Ltd. beneficially owned by them from time to time. The undersigned acknowledge and agree that the foregoing statement on Schedule 13D or 13G, as appropriate, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D or 13G, as appropriate, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, or it knows or has reason to believe that such information is inaccurate.

This Joint Filing Agreement may be terminated by mutual agreement of the Filers at any time.

 

Dated: March 22, 2018     Kagoshima Shinsangyo Sousei Investment Limited Partnership
    By: Kagoshima Development Co. Ltd., its General Partner
    By:   

/s/ Satoru Motomura

      Name: Satoru Motomura
      Its: Representative Director
Dated: March 22, 2018     Kagoshima Development Co. Ltd.
    By:   

/s/ Satoru Motomura

      Name: Satoru Motomura
      Its: Representative Director
EX-2 3 d554418dex2.htm EX-2 EX-2

Exhibit 2

LIST OF SALES TRANSACTIONS

 

Name

 

Date of Sale

 

Quantity of Shares
Sold

 

Average Weighted
Price Per Share

 

Lowest Price Per
Share

 

Highest Price Per
Share

KSS

  1/12/2018   14,708   $36.506796   $35.50     $37.25  

KSS

  1/16/2018   35,000   $37.109930   $36.425   $37.45  

KSS

  1/17/2018   14,705   $37.269102   $36.775   $38.05  

KSS

  1/18/2018   10,200   $37.768137   $36.90     $38.225

KSS

  1/19/2018   16,177   $38.014935   $37.60     $38.60  

KSS

  1/22/2018   9,210   $38.324267   $37.70     $38.975

KSS

  1/26/2018   14,980   $40.883682   $39.35     $42.00  

KSS

  1/29/2018   11,733   $38.711046   $38.00     $39.90  

KSS

  1/30/2018   46,791   $39.868010   $37.10     $40.25  

KSS

  1/31/2018   10,195   $39.962678   $39.55     $40.35  

KSS

    2/1/2018   16,301   $39.621649   $39.00     $40.175